Agu Agreement

The Special Qualifying Representation Agreement (QSR) is an agreement between dealer brokers to settle trades without interaction with the NASDAQ ACT system. The SAQ allows a broker dealer to send trades directly to the National Securities Clearing Corporation on behalf of another dealer dealer. This method of clearing trades offers easier processing, lower transaction costs and higher trading times. All Nasdaq agreements and forms are in Portable Document format (. PDF FORMAT) or web. To view and print PDF documents, you need Adobe Reader. If two dealer brokers have a QSR agreement, each can send trades to its clearing house on behalf of the other, and each of its clearing companies has agreed to clear trades on the basis of the agreement. Dealer brokers compare orders with another broker-dealer via an electronic communications network (ECN). Each dealer broker and the ECN send a ticket file containing the trading details to their clearing companies.

However, each company must continue to report its own trades to FINRA. Unlike the Nasdaq ACT system, which keeps reporting trades to the NSCC, trades are only reported five times a day as part of QSR agreements. contract: the contract concluded through the website between the customer and AGU, on the basis of which the customer purchases a product from AGU; Below are the agreements and forms required to subscribe to nasdaq commercial services and the Secure Data and Secure Services sections of this site. Specific instructions for subscribing to each product or service, including the agreements and forms you need, are available on the product and service pages. AGU reserves the right to adapt the product at any time or to remove it from its website without AGU being held responsible. All supporting information is verified with your manuscript. References cited in supporting information must also be in the main text to be detected, linked, and indexed. No separate list in the support information is required. The reference text is not taken into account within the length limits.

AGU provides the products ordered by the customer to the (delivery) address indicated by the customer. If the customer orders several products, AGU has the right to make partial deliveries. The customer guarantees AGU that the information it provides as part of the order process is accurate, complete and current. The customer acknowledges and understands that the accuracy, completeness and timeliness of the information provided is of considerable importance to AGU, in particular for the supply of the delivered products. Titles. With the exception of short manuscripts (such as comments and responses), the text should be divided into sections that each have their own title. IP rightsAll intellectual property rights and related rights, such as copyrights, trademark rights, design rights, patent rights, commercial property rights, database and related rights as well as know-how; AGU:AGU B.V., established and established in (1812 RK) Alkmaar in Koraalstraat 1 and registered in the Commercial Register of the Chamber of Commerce under number 37047754; The use of the website, these general terms and conditions of sale and/or the agreement are exclusively subject to Dutch law. Nasdaq only transmits information relating to the activities or maintenance of these 1DMs to designated representatives employed by the company to which an MPID has been assigned, as required by the Nasdaq Directive. FINRA Transparency Services Uniform Executing Broker Agreement AGU states that the product must comply with the contract.

If a delivered product does not comply with the agreement, AGU replaces the product free of charge and within a reasonable time….